Role of the Regional Regulatory Head
- Overseeing Operations:
- Manage various departmental operations within the regional office.
- Regulatory Compliance:
- Ensure compliance with regulatory standards.
- Liaise with external regulators such as SEBI and other governmental bodies.
- Member Relations:
- Handle queries from members.
- Conduct training programs for brokers.
- Manage escalations and address grievances from members.
- Investor Awareness:
- Increase investor awareness.
- Conduct investor training programs.
- Team Development:
- Mentor and develop subordinates continuously.
- Ideal Candidate Qualifications:
- Background in the financial sector with at least 18 years of experience.
- Essential qualifications: CA, CS, MBA, or LL.B.
- Core Focus Areas:
- Regulatory operations.
- Stakeholder collaboration.
- Deep understanding of market dynamics and investor sentiments.