about the company
A Capital Market Licensed entity is looking to hire compliance associates to help continuously develop, improve and implement a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations.
...
about the job
- Provide guidance on compliance matters and regulations related to relevant MAS notices ensuring the business is operating in accordance to the CMS license requirements
- Conduct trade surveillance to detect for any potential market abuse or market misconduct, ensure that escalation processes are followed and all issues are closed out in a timely manner
- Review current policies, controls, manuals, and update them as and when necessary
- Establish and implement a robust compliance monitoring programme
- Assist with audit queries and adhoc regulatory requests
skills and experience required
- Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
- Minimum 2 years of relevant experience in Compliance
- Good understanding of MAS Notices and Securities and Futures Act (SFA)
- Ability to take initiative and operate independently; strong team player
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
show more
about the company
A Capital Market Licensed entity is looking to hire compliance associates to help continuously develop, improve and implement a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations.
about the job
- Provide guidance on compliance matters and regulations related to relevant MAS notices ensuring the business is operating in accordance to the CMS license requirements
- Conduct trade surveillance to detect for any potential market abuse or market misconduct, ensure that escalation processes are followed and all issues are closed out in a timely manner
- Review current policies, controls, manuals, and update them as and when necessary
- Establish and implement a robust compliance monitoring programme
- Assist with audit queries and adhoc regulatory requests
skills and experience required
- Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
- Minimum 2 years of relevant experience in Compliance
- Good understanding of MAS Notices and Securities and Futures Act (SFA)
- Ability to take initiative and operate independently; strong team player
...
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
show more