Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.
Responsibilities ...
Support the APAC and broader regional teams in executing a global compliance program.
Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.
Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.
Manage general compliance matters including licensing, CPT, gift and entertainment, personal account dealing, conflict management etc.
Requirements
Bachelor’s degree or above in law, business, finance and accounting
Min 3 years of regulatory compliance or compliance advisory experience
Previous experience in hedge fund / asset management is preferred
Strong communication and stakeholder management skills
show more
Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.
Responsibilities
Support the APAC and broader regional teams in executing a global compliance program.
Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.
Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.
Manage general compliance matters including licensing, CPT, gift and entertainment, personal account dealing, conflict management etc.
Requirements
Bachelor’s degree or above in law, business, finance and accounting
Min 3 years of regulatory compliance or compliance advisory experience
Previous experience in hedge fund / asset management is preferred
Strong communication and stakeholder management skills
skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree
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compliance check.
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reference and background check.
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the perfect job for you.
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the interview.
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Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc
Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc
Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc
Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc
about the company.Hiring for a Officer manages contracts, ensures compliance, and oversees procurement processes for efficient operations and resource allocation. about the job.Perform cheque deposit/collection transactions, Autopay, and DDA electronic clearing transactions, including FPS credit transfers.Support operations of other commissions and miscellaneous fee collections.Process HKICL's electronic and paper clearing, including outward clearing chequ
about the company.Hiring for a Officer manages contracts, ensures compliance, and oversees procurement processes for efficient operations and resource allocation. about the job.Perform cheque deposit/collection transactions, Autopay, and DDA electronic clearing transactions, including FPS credit transfers.Support operations of other commissions and miscellaneous fee collections.Process HKICL's electronic and paper clearing, including outward clearing chequ
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