Job opening - Compliance Manager in Singapore | Randstad

summary

singapore
permanent
full-time

job category
financial services

job details

about the company

Our client is a licensed Asset & Wealth Manager looking to recruit a Compliance Manager.
...

about the job

Operate and manage an effective compliance monitoring program.
Provide advice and guidance to management and all internal stakeholders on the company’s compliance with the Capital Market License requirements and all relevant Securities and Futures Act (SFA) & Financial Advisors Act (FAA) regulations
Liaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external audits
Perform stringent AML/KYC checks on new cleints and reviews on existing clients to ensure AML/CFT regulations are adhered to
Perform gap analysis on current policies and procedures and ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breach
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk
Conduct training on compliance matters for all staff

skills and experience required

Bachelors Degree
Minimum 8 years of relevant experience in Compliance roles within Asset/ Wealth Management
Hands-on, proactive, with strong communication and interpersonal skills

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )

show more

about the company

Our client is a licensed Asset & Wealth Manager looking to recruit a Compliance Manager.

about the job

Operate and manage an effective compliance monitoring program.
Provide advice and guidance to management and all internal stakeholders on the company’s compliance with the Capital Market License requirements and all relevant Securities and Futures Act (SFA) & Financial Advisors Act (FAA) regulations
Liaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external audits
Perform stringent AML/KYC checks on new cleints and reviews on existing clients to ensure AML/CFT regulations are adhered to
Perform gap analysis on current policies and procedures and ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breach
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk
Conduct training on compliance matters for all staff

...

show more

skills
no additional skills required
qualifications
no additional qualifications required
education
Bachelor Degree

apply with randstad.
Applying with us is easy. We will review your application and see if you are a good fit for the job and the company.
we'll give you a call.
Our consultant will call you at a suitable time to discuss your application and further career aspirations.
getting you registered.
If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility for work.
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
the perfect job for you.
Our expert team will either arrange an interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll suggest alternative options too.
the interview.
We’ll ensure that you’re fully prepared ahead of your interview and know exactly what to expect - good luck!
start your new job.
Congratulations, you’re ready to begin your new job. The team will ensure that you’re fully prepared for your first day.

general manager (family office)
- singapore
- permanent
- S$10,000 - S$15,000 per month
about the companyOur client, a well-established Family Office based in Singapore is seeking a uniquely skilled General Manager to lead and manage both public relations and administrative operations. This leadership position will oversee strategic communications with internal and external stakeholders while ensuring smooth day-to-day operations. The role requires a balance of strong leadership, effective communication, and efficient administrative managemen
posted 26 november 2024
about the companyOur client, a well-established Family Office based in Singapore is seeking a uniquely skilled General Manager to lead and manage both public relations and administrative operations. This leadership position will oversee strategic communications with internal and external stakeholders while ensuring smooth day-to-day operations. The role requires a balance of strong leadership, effective communication, and efficient administrative managemen
show job details

Thank you for subscribing to your personalised job alerts.

You need to enable JavaScript to run this app.