about the company
Our client is a one of Asia's leading Fintech firms. They are on the look out for a high calibre Compliance professional to ensure the business in operating in accordance with local MAS as well as head office requirements and regulations.
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about the job
- Manage end to end AML/KYC checks and compliance matters as required under Capital Market Service (CMS) license requirements
- Advise business as well as all other stakeholders and management on relevant policies and procedures, regulatory requirements and industry best practices
- Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities
- Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
- Perform AML/CDD/KYC checks as well as name screening on newly onboarded clients as well as ongoing review of existing clients
- Faciliate and address any MAS queries and audits
skills and experience required
- Minimum 5 years of relevant compliance experience within the fund management, investment management or capital market service licensed entity or regulatory consulting environment
- Knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
- Legal background is highly advantageous
- Technology-oriented, solution-oriented and open-minded
To apply online please use the 'apply' function, alternatively you may contact at
(EA: 94C3609/ )