about the company
Our client is a Wholesale Bank looking to hire a Compliance professional to support their sales & trading business.
about the job
- Address regulatory queries relating to the dealing room business from all stakeholders and regulatory authorities
- Carry out compliance desk reviews and monitor regulatory changes that impact the business, keep management abreast on any material impacts
- Assist with trade and communication surveillance reviews and investigations, personal account dealing reviews, licensing, risk assessments etc.
- Participate in global compliance projects and initiatives
skills and experience required
Minimum 5+ years' relevant experience in compliance advisory, risk management, regulatory compliance
Well versed in global markets/ capital markets business and relevant MAS notices
Strong stakeholder management experience and ability to influence
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )