Responsibiities
The role sits within the EMEA Global Banking Audit team and involves playing a lead role in the audits of M&A advisory and Capital Markets (DCM and ECM) product area incl. syndicated loan transaction.
We expect the individual to work as an individual contributor or as an Auditor In- charge on regional / global audits and conduct testing independently but maintain ongoing interaction and manage time zone differences. In particular:
...
a. Develop an audit plan (e.g. audit scope, audit test plans) based on detailed evaluation of process/business risks & controls.
b. Perform high-quality audit test execution.
c. Clearly and accurately document the execution of specific audit procedures as defined by the projects' objectives and planned audit approach.
d. Engage with business stakeholders to agree on potential issues / control
gaps.
e. Drafts quality and timely audit reports supporting audit opinions and share results with audit and business leaders.
f. Direct and mentor junior team members.
g. Ensure timely completion of audits.
Core Skills - Required
- Demonstrate professionalism and competence. Stay informed of current economic developments, risk, processes, and controls relevant to M&A,
- Equity/Debt Capital Markets and Corporate Broking/Sponsor and broader Banking business.
- Exercise critical and out of box thinking, analytical skills and professional judgment to influence business partners, senior business managers and peers.
- Help business partners to balance their business strategy with appropriate risk management controls.
- Work in a very detailed manner as well as look broadly across a population and develop connections and themes identifying risks and concerns.Minimum 7-10 years of Internal Audit/front office/risk management experience with at least 3 to 5 years of M&A/Capital Markets risk and control review or /front office experience.
Must Have
- Minimum University level of education in a recognized University.
- Professional Certification - CA / ACCA / CFA / FRM / CIA will be a plus
- Knowledge of M&A advisory, Capital Markets (DCM/ECM) products and associated risks.
- Able to perform effectively under pressure and comfortable at engaging with senior management at all levels of an organization across regions on complex issues.
- Solid risk assessment, analytical, problem-solving skills, and ability to apply critical thinking.
- Exceptional attention to details.
- Develop team members by providing day to day coaching and guidance when
- acting as an AIC.
- Excellent communication skills (verbal and written) in English
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003