about the company
Our client is a renowned Financial Advisory firm in Singapore. They are currently looking for an Assistant Compliance Manager in the Market Conduct team. This role will have the opportunity to lead a small team.
about the job
- Assist in the development and implementation of compliance policies and procedures related to market conduct.
- Conduct end to end market conduct investigations.
- Support training programs for staff on compliance-related topics and best practices.
- Assist in responding to regulatory inquiries and audits related to market conduct.
- Perform risk assessments and support the development of mitigation strategies.
- Maintain accurate records of investigations and compliance activities.
about the manager/team
This role reports to the Head of Compliance.
skills and experience required
- Minimum Bachelor's Degree
- Minimum 2 years of compliance experience in the insurance industry, especially in market conduct investigations
- Good understanding of FAA notice, Insurance Acts
- Excellent communication and interpersonal skills
... To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )