Are you looking to gain experience within a top 5 bank? Do you have experience as a marketing analyst? If so, this is a great opportunity for you!
Our client, a top 5 bank, is looking for an Analyst, Regulatory Client Outreach for a 12 months contract in Toronto. This position is a hybrid role, 3 days in office, every Wednesday and the other two days are up to the candidate. There is a high potential for contract conversion to full time.
...
Pay rate: $34.48 / Hour
Rotational shifts: 9-5 Monday to Friday
Hours per week: 37.5 Hours/week
Advantages
●Well known and reputable financial company
●Hybrid role
●Virtual training
●Long term duration
●Start date is ASAP
●Competitive pay rate
Responsibilities
As an Analyst, Regulatory Client Outreach, your duties will include but not be limited to:
●Being responsible for end-to-end client onboarding activities
●Capturing, validating, storing and maintaining data throughout the client’s lifecycle with company Capital Markets, together with supporting documentation, to meet various regulations and reporting needs.
●Ensuring all existing and new regulatory requirements are adhered to by collecting the necessary data and documentation from clients and storing this information in the appropriate book of record systems.
●Reporting to the Director, the incumbent executes and/or facilitates the investigation, assessment, and regulatory client outreach activities to ensure all regulatory requirements have been met.
Qualifications
●Minimum of 5-7 years of experience in:
oRegulatory Compliance
oClient Onboarding
○Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business
●Regulatory Environment - Financial Services - : Familiarity with applicable foreign and domestic jurisdictional and company-specific regulations, policies and guidelines affecting business practices
○Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
●Familiarity with Capital Markets
○Clientelle, Business and product knowledge
●Familiarity with institutional clients
○Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
●Good research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats.
●possess some technical skills and have a comfort level working with existing and new technology and software applications
●Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation.
●Ability to learn, understand, and apply new business or workflow process. ***
●Strong customer service
●Strong communication skills - written and verbal
●Proven track record of effective execution in a face paced and demanding environment
●Relationship management oriented skills with a focus on customer service.
●Must have a strong continuous improvement mindset.
●Flexible and able to adapt to changing situations and ability to work in a very fast paced and demanding environment.
●Excellent ability to analyze situations fully and accurately and reach productive decisions
●Ability to think outside the box and apply innovative and creative problem solving to every situation
Nice to Have:
●Knowledge of Retail, Commercial and Wealth Business and their clients in FI is an Asset
●Data management experience and applicable techniques.
Summary
Interested in the Analyst, Regulatory Client Outreach role in Toronto? Apply online today!
Candidates moving towards the next step of the recruitment process will be contacted.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
show more
Are you looking to gain experience within a top 5 bank? Do you have experience as a marketing analyst? If so, this is a great opportunity for you!
Our client, a top 5 bank, is looking for an Analyst, Regulatory Client Outreach for a 12 months contract in Toronto. This position is a hybrid role, 3 days in office, every Wednesday and the other two days are up to the candidate. There is a high potential for contract conversion to full time.
Pay rate: $34.48 / Hour
Rotational shifts: 9-5 Monday to Friday
Hours per week: 37.5 Hours/week
Advantages
●Well known and reputable financial company
●Hybrid role
●Virtual training
●Long term duration
●Start date is ASAP
●Competitive pay rate
Responsibilities
As an Analyst, Regulatory Client Outreach, your duties will include but not be limited to:
●Being responsible for end-to-end client onboarding activities
●Capturing, validating, storing and maintaining data throughout the client’s lifecycle with company Capital Markets, together with supporting documentation, to meet various regulations and reporting needs.
...
●Ensuring all existing and new regulatory requirements are adhered to by collecting the necessary data and documentation from clients and storing this information in the appropriate book of record systems.
●Reporting to the Director, the incumbent executes and/or facilitates the investigation, assessment, and regulatory client outreach activities to ensure all regulatory requirements have been met.
Qualifications
●Minimum of 5-7 years of experience in:
oRegulatory Compliance
oClient Onboarding
○Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business
●Regulatory Environment - Financial Services - : Familiarity with applicable foreign and domestic jurisdictional and company-specific regulations, policies and guidelines affecting business practices
○Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
●Familiarity with Capital Markets
○Clientelle, Business and product knowledge
●Familiarity with institutional clients
○Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
●Good research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats.
●possess some technical skills and have a comfort level working with existing and new technology and software applications
●Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation.
●Ability to learn, understand, and apply new business or workflow process. ***
●Strong customer service
●Strong communication skills - written and verbal
●Proven track record of effective execution in a face paced and demanding environment
●Relationship management oriented skills with a focus on customer service.
●Must have a strong continuous improvement mindset.
●Flexible and able to adapt to changing situations and ability to work in a very fast paced and demanding environment.
●Excellent ability to analyze situations fully and accurately and reach productive decisions
●Ability to think outside the box and apply innovative and creative problem solving to every situation
Nice to Have:
●Knowledge of Retail, Commercial and Wealth Business and their clients in FI is an Asset
●Data management experience and applicable techniques.
Summary
Interested in the Analyst, Regulatory Client Outreach role in Toronto? Apply online today!
Candidates moving towards the next step of the recruitment process will be contacted.
Randstad Canada is committed to fostering a workforce reflective of all peoples of Canada. As a result, we are committed to developing and implementing strategies to increase the equity, diversity and inclusion within the workplace by examining our internal policies, practices, and systems throughout the entire lifecycle of our workforce, including its recruitment, retention and advancement for all employees. In addition to our deep commitment to respecting human rights, we are dedicated to positive actions to affect change to ensure everyone has full participation in the workforce free from any barriers, systemic or otherwise, especially equity-seeking groups who are usually underrepresented in Canada's workforce, including those who identify as women or non-binary/gender non-conforming; Indigenous or Aboriginal Peoples; persons with disabilities (visible or invisible) and; members of visible minorities, racialized groups and the LGBTQ2+ community.
Randstad Canada is committed to creating and maintaining an inclusive and accessible workplace for all its candidates and employees by supporting their accessibility and accommodation needs throughout the employment lifecycle. We ask that all job applications please identify any accommodation requirements by sending an email to accessibility@randstad.ca to ensure their ability to fully participate in the interview process.
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